We are assisting a single-family office in recruiting a Compliance & Risk Manager to serve as the functional lead. Candidates with extensive experience could be considered as Senior Manager.Job RequirementsCompliance ManagementAbility to formulate, improve, and implement compliance policies, procedures, and internal control systems for family officesMonitor compliance risks in investment transactions, customer identification (KYC), AML, and related areas.Conduct regular compliance audits and risk assessments, propose rectification measures, and follow through on implementation.Legal and Risk ManagementFamiliarity with laws and regulations such as Company Law, Contract Law, Trust Law, Tax Law, AML Law, etc.Capable of handling legal document reviews, communications with regulators, resolving compliance disputes, and managing crisis incidents.Internal/External Communication and CoordinationStrong cross-department collaboration skills, working effectively with investment, legal, finance, operations, and other teams.Ability to clearly communicate compliance requirements and risk alerts to family members and senior executives.Technical Tools ApplicationProficiency in compliance management systems, data analysis tools, and office software.Ability to utilize technology (e.g., AI risk control tools) to monitor unusual transactions.QualificationsAt least 3 years of experience in compliance, risk control, audit, or legal-related rolesExperience in family offices, private banks, trust companies, or financial institutions’ compliance departmentsExperience in cross-border family wealth management compliance (e.g., offshore structures, overseas asset reporting)Bachelor's degree in Law, Finance, Accounting, Risk Management, Economics, or related fields are preferred.Professional certifications such as Legal Practitioner Qualification, CPA, CFA, FRM, CAMS (Certified Anti-Money Laundering Specialist) or other internationally recognized certifications is a plus
