Regulatory Compliance Manager

• Ensure the company complies with all relevant laws, regulations, and internal policies.
• Track regulatory changes and make sure the business adapts accordingly.
• Review and update compliance policies to stay aligned with regulatory and industry standards.
• Advise teams on how to stay compliant in their day-to-day operations.
• Assess the effectiveness of business processes and controls to meet compliance requirements.
• Conduct regular checks and reviews to confirm adherence to regulations.
• Support the handling of any compliance breaches or issues, ensuring timely resolution and reporting.
• Work with teams to address and close any gaps identified during reviews or incidents.
• Run compliance training and awareness sessions for staff as needed.
• Assist with reporting compliance matters to the regional office and regulators when needed.
• Represent the compliance team in meetings and discussions related to regulatory matters.
• Lead the implementation of the company’s data governance framework, including PDPA compliance.

• At least 6 years of experience in regulatory compliance in insurance or FA firms.
• Strong knowledge of Singapore’s regulations, including MAS Notices, FAA, FATCA, CRS, Insurance Act, and PDPA.

LMA Recruitment