Onboarding and Compliance Manager - Trading and Brokerage Firm
- Singapore
- $120,000 per year
- Permanent
- Full-time
My client is a boutique Trading firm we are looking for an Onboarding and Compliance professional in SG. This is a new headcount due to their strong expansion plans. Reporting up to the General Manager, you will be overseeing all onboarding and compliance work with the business.Responsibilities:
- Oversee all AML Compliance policies and framework within the business
- Onboarding and KYC of new customers.
- Implement and enhance the AML / CFT / Sanctions and Anti Bribery related
- Monitor any high risk transactions and perform Risk assessments for the business
- Assess the impact of the Risk profile, and mitigate any gaps within the business
- Monitor any changes in regulatory developments and ensure the AML policies are in line with laws and regulations
- Carry out investigation work should there be any alerts, red flags etc
- At least 3 to 5 years of Onboarding and Compliance experience
- Ideally from a regulated Trading or Brokerage firm
- Strong working knowledge of SFA, FATCA, CRS, etc.
- Ability to manage and work with regional stakeholders
BeathChapman Pte Ltd
Licence No. 16S8112