VP, Team Lead - Security Settlements and Funds Operation, Wealth Management Operations, CBGO, Group COO
- Singapore
- Permanent
- Full-time
- Oversee Security Settlement and Funds Ops Team (product coverage: Equities, Bonds and funds)
- Process trade order placement and settlement of Mutual Funds, Hedge Fund, Private asset fund and Corporate Action events
- Process on-boarding requests for Funds and support on any new fund launch or on-boarding requests received from Product
- Servicing of Reverse enquiry request from client on fund subscription / transfer in not in bank’s approved list
- Ensures full compliance to all policies and regulations including SFA’s T+X+1. Complete adherence to SLAs with Wealth Business and other internal and external customers.
- Ensure daily exception reports/nostro/custodian and inter system reconciliation breaks are being promptly follow up and resolved.
- Regular update of Standard Operating Procedures to align with process / system changes
- Review user requirement on system changes for UAT and participate in UAT testing
- To engage Business to improve operation processing flow supported by Operation’s team
- Engage with product team on new product initiatives to ensure Operations process is being assessed before implementation
- Review Staff performance and growth development
- At least 10 years experience in a Private banking /Wealth management environment in operation.
- Adequate Knowledge in Investment products namely Equities, Bonds, Mutual funds, Hedge and Private Equity Fund
- Functional knowledge/experience in backoffice support is required
- Adequate knowledge in market regulations and application of bank’s risk policy
- Having Good thought Leadership and Motivational skill.