Compliance Intern

Singapore
Training
Full-time

21 days ago
Apply easily

Moomoo Financial Singapore Pte. Ltd. (Moomoo Singapore) is an advanced financial technology company transforming the investing experience by offering a digitalised brokerage and wealth management platform – moomoo. Moomoo enhances the user experience with market data, news, and powerful analytical tools. Moomoo also embeds an unique digitalised investment community to connect all users, investors, companies, analysts, media and key opinion leaders.In Singapore, Moomoo Financial Singapore Pte. Ltd. ( ) offers investment products for trading via the moomoo platform, and it is a capital markets services licence holder regulated by the Monetary Authority of Singapore (Licence No. CMS101000). In June 2022, Moomoo Singapore became the first digital brokerage to receive all five memberships from the SGX Group for the securities and derivatives markets.Working at Moomoo, you will get

Be a part of the world’s leading digital brokerage firm where growth and career development opportunities are endless.
Enjoy a competitive total compensation package that truly values your skills and contributions.
Comprehensive insurance coverage for employees and dependents to provide you a peace of mind
Fun loving and diverse work environment that hosts various team-bonding programs and company events
Business casual work attire everyday
And Much More!: Discover even more perks and benefits as we take you through the hiring process!

Compliance InternThe Compliance Intern is a crucial member of our organization responsible for ensuring the company's adherence to all relevant laws, regulations, and internal policies. This role involves overseeing individual and corporate account opening processes and conducting reviews of periodic cases to identify and mitigate potential risks. Effective communication with various departments is essential for maintaining a robust compliance program.Responsibilities

Conduct KYC reviews on Individual and Corporate clients. Review clients' documentation and perform name screening to ensure compliance with regulatory requirements.
Conduct periodic reviews to assess the compliance of existing accounts. Ensure that customer due diligence information is up-to-date and per regulatory standards.
Manage and investigate name screening alerts to determine the validity of potential matches and take appropriate actions.
Participate in ad hoc projects and duties where assigned and ensure the effective discharge of the tasks assigned.

Please note that only short-listed candidates will be contacted.RequirementsRequirements

Strong analytical and problem-solving skills.
Excellent communication and interpersonal skills.
Able to work under pressure within tight deadlines with no loss of accuracy.
A proactive and reliable team player but can also work well independently.
Able to handle repetitive work.
English speaking and Fluency in Mandarin is an added advantage

BenefitsOur Values

Integrity

Integrity Story: Say No to Super High Leverage

We hold fast to our value of integrity and attach great importance to user experience and risk management. Unlike some other brokerages, we don’t try to attract users’ attention by claiming to enable super high-leverage financing for IPO subscriptions, which quickly reaches the limit.
Efficiency

Efficiency Story: Promise Made to a User on New Year's Eve

On February 11, 2021, Chinese New Year's Eve, a user wrote a post in the Community at around 8 AM and received Leaf's reply just 8 minutes later. According to the user's suggestion, we issued a letter to shareholders after releasing our annual report.
Service

Service Story: Providing Excellent Services and Undertaking Our Responsibilities

After Ant Group’s IPO was suspended, we refunded all subscribers’ subscription fees and margin interest, bearing all the costs ourselves.
Excellence

Excellence Story: Leaf Opens Our App Over 30 Times a Day

According to statistics, Leaf opens our app over 30 times a day on average. He repeatedly checks every detail. While normal users might just enter a trading page and stop there, Leaf taps some seemingly boring or repetitive elements on the page. He continually assesses the app’s loading speed and visual effects.

Moomoo