Assistant VP, Overseas Compliance Management - Management and Oversight
UOB
- Singapore
- Permanent
- Full-time
- Act as main touch-point of the OBE Compliance function.
- Provide resolution of the OBE Compliance related matters within Group Compliance and relevant stakeholders, as applicable.
- Provide guidance on GC regulatory compliance risk framework and programs, matters relating to Overseas Banking Entities (OBE) Compliance governance and oversight.
- Work with the OBE Compliance to understand compliance related matters as well as monitor and validate the appropriate resolutions, where applicable.
- Be responsible for timely assessment and escalation of significant compliance related matters (such as adverse regulatory compliance risk, regulatory developments) to the Team Lead.
- Identify systemic issues, gaps and recommend mitigating controls for application and adoption to the Team Lead.
- Promote awareness and understanding of GC's policies, guidelines, procedures, Singapore regulations and requirements of OBE via dialogues, formal and informal sharing/training.
- Review OBE Compliance functions' work paper and documentation to confirm its adequacy and completeness.
- Provide timely maintenance and administration of guidelines, procedures and manuals.
- Participate in strategic projects and initiatives as and when assigned, to improve effectiveness, efficiency and productivity of the team.
- Seek out opportunity for improvement initiatives.
- Has a recognised degree or its equivalent.
- Has minimum 4 to 8 years of relevant work experience preferably in regulatory compliance.
- Possesses good knowledge and understanding of regulatory requirements in the financial industry.
- Has a professional certification in Compliance is an advantage.
- Has good communication and interpersonal skills.
- Possess good analytical and problem-solving skills.
- Able to work on multiple assignments and complete deliverables within timelines.