Senior Associate, Regulatory Compliance (Ongoing Compliance Services)

• Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client’s business circumstances
• Advise clients on ongoing regulatory compliance requirements and be responsible for clients’ requests for advice and assistance on regulatory compliance related matters
• Execute ad-hoc projects for clients (including revision of compliance policies and procedures, applications to MAS)
• Provide regulatory updates to clients periodically
• Prepare/review regulatory reporting and surveys based on MAS’ risk-based capital requirements and other relevant regulations.

• At least 3 to 4 years of relevant experience in regulatory compliance, internal/ external audit or legal functions in the financial services industry. Junior candidate will be considered at Associate level
• Candidate with broad knowledge of the Securities and Futures Act and MAS Notices and Guidelines for Singapore fund management companies preferred
• Able to manage multiple stakeholders including clients, senior management, team lead and associates
• Candidates who are positive, proactive and fast learners will be highly desired
• High proficiency in spoken and written English (Mandarin is a plus)

• Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
• Wellbeing: additional social benefits such as private health and dental cover, life assurance and etc
• Annual leave: our employees are entitled to 25 days paid leave plus all statutory public holidays
• Maternity and paternity leave, education leave and etc
• Flexible working: we recognise the value of working flexibly and want to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangements

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