AVP/VP, Sales and Trading Governance-Centre of Excellence, Chief Operating, Digital Business & Strategy, GFM
- Singapore
- Permanent
- Full-time
Global Financial Markets (GFM) provides total solutions to serve DBS clients' hedging and investment needs with a regional emphasis. We have a strong record of providing innovative wealth management solutions to our individual investors. We are a leader in SGD and regional products with excellent customer-driven research capability and an ever-growing distribution network.Responsibilities:
- Define, oversee, and strengthen the goveranance framework, principles and processes for Sales and Trading activities and practices within GFM.
- Ensure robust policies, control designs and monitoring mechanisms are in place, which align with regulatory requirements and internal standards.
- Ensure/enforce Groupwide GFM best practices and alignment across HO and locations, where relevant and applicable.
- Support / Lead relevant regular reviews and updates on governance frameworks and controls to address new or emerging risks and market developments.
- Support / Lead relevant workstreams in both tactical and strategic builds of new automated, digital, AI/GenAI solutions to enhance governance (including for Sales and Trading, new products, and champion areas) within GFM.
- Partner GFM desks, regional COD and support units, including Finance, Legal & Compliance, Credit, Market
transformation and continuous enhancements in enterprise processes, and employee journeys by
leveraging digital technologies, data analytics, AI techniques. * Develop and strengthen knowledge in the team, build up the enterprise knowledge base, whilekeeping abreast of latest regulations, trends, practices, and opportunities.Requirements:
- Bachelor’s degree in accountancy, law, finance, economics, risk management, or a related field;
- Good knowledge of GFM financial products (including over-the-counter and exchange-traded derivatives, bonds, equities), sales and trading processes and controls, or GFM-related regulations in Singapore is highly desirable.
- Good experience in innovative, technology-based solutioning, transformation, or implementation of risk management and goverance controls and processes is highly desirable.
- Proven stakeholder management experience with cross-functional teams.
- Proven track record on risk governance frameworks and regulatory controls.
- Good working knowledge of GFM-related regulations/rules in core locations: HK, China, Taiwan, India and Indonesia markets,
- Good working knowledge of MUREX, journey thinking, 4D design framework, Gen AI, machine learning, data-driven decision-making, and data visualization
- Ability to work in collaborative, fast-paced environment.
- Strong problem-solving, critical-thinking abilities with passion for continuous learning.
- Excellent communication skills to explain complex concepts to cross-functional stakeholders.