Executive Director - Compliance

JAC Recruitment

  • Central Region, Singapore
  • $180,000-220,000 per year
  • Permanent
  • Full-time
  • 28 days ago
Monitoring of regulatory updates and changes, and assessing the implications to the Company's BusinessReview existing workflows and update, draft and develop and/or implement or review policies and proceduresProvide constructive advice and proposals to Business and Management in order to improve effectiveness and efficiency of business from the perspective of Compliance and activate those practically.Handle anti-money laundering related mattersPerform regulatory reporting to various stakeholders including parent company and affiliates and compliance monitoring checksDevelop and Conduct compliance training programsGenerating reports for internal and external stakeholdersLiaise with both internal and external auditors and Regulators, as requestedPerform transaction monitoring and guide team members sufficiently on performing monitoring and review their observationsImplementing the Compliance Monitoring Plan on a Quarterly basis and ensuring the robustness of the sameEnsure proper documentation and audit trail of compliance related mattersAdvising ALL business units from a compliance perspectiveAssist with the implementation of compliance initiatives and projectsCommunicate promptly relevant information to Head OfficeCooperate with Private Wealth Business and assist them in relation to aligning with Group policiesCoordinate with Private Wealth Business in preparing Entity-Wide assessment reportsMonitor daily activities including monitoring, checking approved trades of the Private Wealth Business and give them adequate advice and warning when necessary.Provide support to prepare various agreements as required.Assist in all matters as requested from time to time.Report to Head of Compliance Officer (HOC) and co-work with HOC to achieve a strong Compliance culture in the Company.Job RequirementsBachelor's degree or equivalentAt least 10-15 years' experience in compliance, legal or other controls related function in the financial services industryHighly motivated team playerStrong analytical, communication, presentation and people skills, ability to influence and collaborate with people across different cultures and backgroundsAdaptable, resilient and passionate about making a differenceWe regret to inform that only shortlisted candidates will be notified.
Appreciate your understanding.
EA: JAC Recruitment Pte. Ltd.
EA Licence: 90C3026
EA Personnel: R1110469
EA Personnel Name: Zhong Zhengnan, Paul
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JAC Recruitment