IBO Client Asset (CASS) Oversight Analyst

UBS

  • Singapore
  • Permanent
  • Part-time
  • 1 month ago
Business DivisionsInvestment BankYour roleClient Focus
  • Establishes and maintains effective relationships with both internal and external clients
  • Seeks to understand the client's needs, provides solutions and maintains relationships
  • Shows an awareness of products and services from other business divisions relevant to own work area
People/Team
  • Openly supportive, encouraging and involving of others helping to build team spirit and consensus
  • Concentrates on results, makes demands of themselves, and responds positively to challenges and targets
Financial
  • Understands the business targets/objectives of own unit/team and demonstrates knowledge of own segment of the market
  • Understands how own business area adds value and acts on cost savings opportunities
Job Specific
  • Has excellent knowledge of products and processes. Shows excellence in own professional area
  • Considers own actions in the light of UBS's reputation and appetite for risk
Risk
  • Acts within professional, legal, ethical and risk boundaries and guidelines and escalates potential excesses or issues.
  • Stays up to date (as required by job/role) with professional and legal qualifications and certification
Function CategoryInvestment Banking, OperationsJoin usAt UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?Contact DetailsUBS Business Solutions SA
UBS RecruitingYour teamThe Client Asset sits within IB Operations and supports the CASS SMF and CASS Oversight Officer in ensuring UBS APAC entities comply with the requirements of the APAC Client Asset Rules (CASS).The CASS oversight Analyst reports to either a CASS Oversight Officer. As a member of the team, they are responsible for performing key CASS activities linked to the CASS Services Catalogue, and detailed on the CASS controls matrix.Your expertiseThe role requires independent work; influencing to get information/ input from a wide base of stakeholders in London. The following technical skills and personal attributes are required:Essential:
  • Working knowledge of APAC (SG/HK/Australia /JP) CASS local rules/regulations
  • Proven detailed knowledge/experience of one or more CASS impacted operations teams
  • Delivery focus
  • Relationship building and management
  • Influencing skills
  • Ability to work with a range of stakeholders
Desirable:
  • Proficient in Excel to support data analysis techniques
  • PowerPoint to facilitate preparation of management packs
  • General ability to pick up information quickly and turn around deliverables under pressure
  • Continuous improvement focus/ ability to apply to processes
About usUBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.We have a presence in all major financial centers in more than 50 countries.

UBS