AVP - Internal Auditor (Compliance)
- Singapore
- Permanent
- Full-time
- Help plan and execute audits, with the potential to lead audits, through the application of the department's audit methodology while working closely with specialist auditors in IT and Data Analytics
- Design and execute simple data analytics for audit assignments
- Identify risks and control gaps, draft and report audit findings promptly to line management and suggest practical and innovative solutions
- Follow up audit recommendations post-audit, assess residual risk, validate remedial work performed and document issue closure
- Perform risk assessments of the bank's control environment and assist in developing the annual audit plan
- Perform Internal Audit's quarterly continuous monitoring program to identify changes to audit plan, risk assessments or audit universe
- A degree in a related discipline or a professional accounting qualification is expected
- Minimum 6 years of audit experience is expected in the financial services sector
- Strong background and experience of auditing Compliance, including Market Abuse Surveillance, Financial Crime and Conflicts Management, in the Trading or Investment Banking business of a major financial institution.
- Experience in a Compliance function, as a second line of defence, or with a regulator of financial institutions, prior to joining internal audit, will be a bonus.
- Must have strong audit skills and a good and demonstrable knowledge of aspects of the Wholesale business and related regulatory framework/regulations.
- Must have strong oral and written communication skills in English, and have the confidence to deliver tough messages and have difficult conversations