Compliance Associate

• Manage day-to-day compliance matters for the Singapore office, including responsibilities related to a Recognized Market Operator (RMO) trading venue
• Liaise with regulators, including the Monetary Authority of Singapore (MAS), and maintain up-to-date knowledge of relevant regulatory frameworks
• Prepare and submit regulatory filings, compliance returns, and board/committee reports
• Monitor and assess regulatory developments, both locally and regionally, and assist in impact analysis and implementation
• Conduct and support Know Your Customer (KYC) checks, AML reviews, compliance monitoring, and market surveillance activities
• Draft, review, and maintain internal policies and procedures
• Support or lead regulatory license applications, audits, and other regulatory engagements
• Provide prompt and pragmatic responses to internal compliance queries
• Contribute to compliance and regulatory training programs
• Collaborate closely with global compliance colleagues and contribute to cross-border projects as needed

• Bachelor’s degree or higher, ideally in Law, Business, Finance, or a related field
• A professional certification such as ACAMS is advantageous (or willingness to obtain)
• At least 3 years of experience in financial services, preferably with exposure to fintech, trading platforms, or capital markets
• Familiarity with MAS systems and compliance expectations; experience across other APAC markets is a plus
• Experience in drafting policies
• Proactive, analytical, and able to work independently with strong decision-making skills
• Team-oriented mindset with a desire to learn and grow in a fast-paced environment

LMA Recruitment